Optimism and Desperation in the Professoriat
Referring only to professors on the tenure ladder, we can look at university personnel systems from two points of view. One point of view is the system of official administrative regulations for merit-based appointment, advancement, and promotion on a scale of titles and salaries. This system is pretty much what anyone would expect in a highly legalistic civil service bureaucracy. We are not going to review it, because it is not the source of the dynamism that shapes and distorts the personnel decision making.
The dynamism of professorial appointments comes from a class system created by academic competition. The competitive class system provides the second point of view on professors' lives as employees. This class system is primarily responsible for the viciousness of academic life. Its effect on creating acrimony has been reinforced by affirmative action, which will be the subject of a later article in this series. The class system is also intimately involved with the disproportionate influence of Marxism, radical feminism, and post-modernism in the social sciences and humanities, as we shall discuss in another article.
There are two classes of professors: stars and craftsmen (craftspersons, of course). Stars are professors who are competitive in the hiring competitions between universities. Craftsmen are not competitive. To be a top research university, a school must have a strong percentage of stars on its faculty. Whether they remain at one school or hop around from school to school, trying to trade up, stars advance by reason of being competitive. An offer for appointment trumps the administrative personnel system. In contrast, craftsmen almost never advance because they receive an offer from another school; they must advance within the administrative personnel system.
The two classes have different psychological and professional dynamics. Stars look up; craftsmen look down. You know the old saying about employment in private industry - you start at the bottom and rise to the level of your incompetence. There is converse saying for academe - you start at the top and fall to the level of your competence. A few top research universities train the majority of doctorate scholars and scientists. Almost without exception, these top institutions will not hire their own graduates. (A few graduates become stars and may trade up to their doctorate institution.) Consequently, faculty members start out life with the prestige by association of their doctorate training school, but, not being good enough to be hired there, they are hired by schools lower on the prestige scale. As a result, the general professional direction of most faculty members is downward. Only the few, who become stars, can reverse that direction. If aspiration drives stars with upward academic mobility, desperation drives craftsmen with downward academic mobility.
Why are some professors stars and other craftsmen? Stars are professors whose intellectual work sets research agendas. Top research universities compete among themselves to establish the leading problems and solutions in academic disciplines, to house the great breakthroughs in science and scholarship that get recognition, such as Nobel Prizes. It really does take intellectual brilliance to make a contribution of such magnitude; stars, by and large, are brilliant.
Craftsmen, on the other hand, are not brilliant. They usually are of middling intelligence. They do not have original ideas. Their doctoral work usually applies the insights of their supervising graduate professor to some aspect of a problem s/he developed. They never publish a major new work after publishing their revised dissertation. They never develop insights of their own. They are just skilled craftsmen; they learned the intellectual skills of an academic trade in graduate school, which they apply in similar fashion in a series of set-piece problems for their entire career. Such work cannot make them stars. Often, it does not even make them outstanding members of their home faculties.
To assist their advance within the noncompetitive administrative personnel systems, craftsmen naturally turn to two techniques. They form voting alliances with other craftsmen to obtain recommendations for advancement. And they supplement their income with minor administrative appointments, such as assistant dean or director of a specialty program (e.g., "women's studies interdisciplinary major") or institute. To accrue resources for programs, voting alliances are also crucial.* It is the politics involved in creating voting alliances that engenders viciousness in faculty relations. Voting alliances only work when dissenting opinion is suppressed. Suppression of dissent requires as ruthless pressure, intimidation, and personal destruction as anyone could imagine short of criminality** - false accusation and phony charges, anonymous and not-anonymous threats, manipulation of personnel files, misrepresentation of accomplishments, character assassination, whispering campaigns, and social ostracism. This vicious conniving is the politics of desperation.
* This craftsman strategy is to be contrasted to resource aggregation by stars. Stars are rainmakers; they obtain extramural funds from federal granting agencies, such as NIH and NSF, foundations, and medical research charities. They increase the pot of money available for research and programs, thereby decreasing the political struggle in the University.
** Short of criminality? Consider: slashed car tires, smashed front car wind shield, rocks thrown at home front window, phone threats of beatings, phone death threats ("Die. Die. Die. Die. Die. Die. Die.").
Revised January 15, 2005.
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